Inquiry

Used in the context of general equities. In-line expression of interest in a particular stock, usually asking the firm to bid for or offer stock.

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Management/closely held shares

Percentage of shares held by persons closely related to a company, as defined by the Securities and exchange commission. Part of these percentages often is included in Institutional Holdings -- making the combined total of these percentages over 100. There is overlap as institutions sometimes acquire enough stock to be considered by the SEC to be closely allied to the company.


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