Objective (mutual funds): The fund's investment strategy category as stated in the prospectus. T ...

Odd lot: A trading order for less than 100 shares of stock.

Odd lot dealer: A broker who combines odd lots of securities from multiple buy or sell ...

Odd-ball: Loner, person or thing left out of the group.

OFEX: An unregulated, off exchange, alternative to the official Stock Market ...

Off-balance-sheet financing: Financing that is not shown as a liability in a company's balance shee ...

Off-the-books: Cash or barter. Business done without records as a means to avoid taxa ...

Offer: Indicates a willingness to sell at a given price.

Offer price: The price at which a market maker is prepared to sell a security. Also ...

Offering memorandum: A document that outlines the terms of securities to be offered in a pr ...

Official reserves: Holdings of gold and foreign currencies by official monetary instituti ...

Official statement: A statement published by an issuer of a new municipal security describ ...

Official unrequited transfers: Include a variety of subsidies, military aid, voluntary cancellation o ...

Offset: Liquidating a purchase of futures contracts through the sale of an equ ...

Offshore (OS): Offshore is an international term meaning not only out of your country ...

Offshore finance subsidiary: A wholly owned affiliate incorporated overseas, usually in a tax haven ...

Oil patch: The U.S. oil industry; specific regions of the U.S. noted for oil prod ...

Old Lady of Threadneedle Street: The traditional jargon for the Bank of England, located in Threadneedl ...

Old-line factoring: Factoring arrangement that provides collection, insurance, and finance ...

Oligopoly: A few number of sellers.



OLS: Ordinary Least Squares (OLS) is a method for estimating the parameters ...

Ombudsman: The ombudsman (comes from Norwegian "ombudsmann" for a person who look ...

Omnibus account: An account carried by one futures commission merchant with another fut ...

Omnibus Account: An account carried by one futures commission merchant with another fut ...

OMR: Omani Rial from Oman. One Rial is made of one thousand Baisa.

On a roll: Doing well, moving forward

On the run: The most recently issued (and, therefore, typically the most liquid) g ...

One Cancels the Other Order (OCO): A combination of two orders in which the execution of either one autom ...

One man picture: The picture quoted by a broker is said to be a one-man picture if both ...

One-factor APT: A special case of the arbitrage pricing theory that is derived from th ...

One-way market: (a) A market in which only one side, the bid or asked, is quoted or fi ...

Open (good-til-cancelled) order: An individual investor can place an order to buy or sell a security. T ...

Open account: Arrangement whereby sales are made with no formal debt contract. The b ...

Open contracts: Contracts which have been bought or sold without the transaction havin ...

Open interest: The total number of derivative contracts traded that not yet been liqu ...

Open market purchase: An order placed by an insider, after all appropriate documentation has ...

Open outcry: The method of trading used at futures exchanges, typically involving c ...

Open Outcry: Method of public auction required to make bids and offers in the tradi ...

Open position: A net long or short position whose value will change with a change in ...

Open repo: A repo with no definite term. The agreement is made on a day-to-day ba ...



Open-end fund: Also called a mutual fund, an investment company that stands ready to ...

Open-end mortgage: Mortgage against which additional debts may be issued.

Open-market operation: Purchase or sale of government securities by the monetary authorities ...

Open-market purchase operation: A systematic program of repurchasing shares of stock in market transa ...

Opening price: The range of prices at which the first bids and offers were made or fi ...

Opening purchase: A transaction in which the purchaser's intention is to create or incre ...

Opening sale: A transaction in which the seller's intention is to create or increase ...

Opening, the: The period at the beginning of the trading session officially designat ...

Operating cash flow: Earnings before depreciation minus taxes. It measures the cash generat ...

Operating cycle: The average time intervening between the acquisition of materials or s ...

Operating exposure: Degree to which exchange rate changes, in combination with price chang ...

Operating lease: Short-term, cancelable lease. A type of lease in which the period of c ...

Operating leverage: Fixed operating costs, so-called because they accentuate variations in ...

Operating profit margin: The ratio of operating margin to net sales.

Operating risk: The inherent or fundamental risk of a firm, without regard to financia ...

Operationally efficient market: Also called an internally efficient market, one in which investors can ...

Opinion shopping: A practice prohibited by the SEC which involves attempts by a corporat ...

Opportunity cost of capital: Expected return that is foregone by investing in a project rather than ...

Opportunity costs: The difference in the performance of an actual investment and a desire ...

Opportunity set: The possible expected return and standard deviation pairs of all portf ...



Optimal contract: The contract that balances the three types of agency costs (contractin ...

Optimal portfolio: An efficient portfolio most preferred by an investor because its risk/ ...

Optimal redemption provision: Provision of a bond indenture that governs the issuer's ability to cal ...

Optimization approach to indexing: An approach to indexing which seeks to optimize some objective, such ...

Option: Gives the buyer the right, but not the obligation, to buy or sell an a ...

Option class: All options of the same type (call or put) on a particular stock.

Option elasticity: The percentage increase in an option's value given a 1% change in the ...

Option not to deliver: In the mortgage pipeline, an additional hedge placed in tandem with th ...

Option premium: The option price.

Option price: Also called the option premium, the price paid by the buyer of the opt ...

Option seller: Also called the option writer , the party who grants a right to trade ...

Option writer: An option writer is the option seller.

Option-adjusted spread (OAS): (a) The spread over an issuer's spot rate curve, developed as a measur ...

Options contract: A contract that, in exchange for the option price, gives the option bu ...

Options contract multiple: A constant, set at $100, which when multiplied by the cash index value ...

Options on physicals: Interest rate options written on fixed-income securities, as opposed t ...

Order: Instruction to a broker/dealer to buy, sell, deliver, or receive secur ...

Organized exchange: A securities marketplace wherein purchasers and sellers regularly gath ...

Original face value: The principal amount of the mortgage as of its issue date.

Original issue discount debt (OID debt): Debt that is initially offered at a price below par.

Original margin: The margin needed to cover a specific new position.

Original maturity: Maturity at issue. For example, a five year note has an original matur ...

Original principal balance: The total amount of principal owed on a mortgage before any payments a ...

Origination: The making of mortgage loans.

Oslo Stock Exchange: In the early 1800s, Norway was a country of farmers and fishermen. Chr ...

OTC: A security that is neither listed on any stock exchange, nor quoted on ...

OTCBB: The OTC Bulletin Board (OTCBB) is a regulated quotation service that d ...

Other capital: In the balance of payments, other capital is a residual category that ...

Other current assets: Value of non-cash assets, including prepaid expenses and accounts rece ...

Other long term liabilities: Value of leases, future employee benefits, deferred taxes and other ob ...

Other sources: Amount of funds generated during the period from operations by sources ...

Out-of-the-money: An option that has a negative value if exercised immediately. For exam ...

Out-of-the-money option: A call option is out-of-the-money if the strike price is greater than ...

Outright rate: Actual forward rate expressed in dollars per currency unit, or vice ve ...

Outsourcing: The practice of purchasing a significant percentage of intermediate co ...

Outstanding share capital: Issued share capital less the par value of shares that are held in the ...

Outstanding shares: Shares that are currently owned by investors.

Over-the-counter market (OTC): A decentralized market (as opposed to an exchange market) where geogra ...

Overallotment: More shares (or other instrument) has been alloted to buyers or invest ...

Overbought: A technical opinion that the market price has risen too steeply and to ...

Overbought\oversold indicator: An indicator that attempts to define when prices have moved too far an ...

Overfunded pension plan: A pension plan that has a positive surplus (i.e., assets exceed liabil ...

Overhang: Refers to stock options. It is calculated as to stock options granted ...

Overlay strategy: A strategy of using futures for asset allocation by pension sponsors t ...

Overnight delivery risk: A risk brought about because differences in time zones between settlem ...

Overnight position: Trader's long or short position in a currency at the end of a trading ...

Overnight repo: A repurchase agreement with a term of one day.

Overnight Trade: A trade which is not liquidated on the same trading day in which it wa ...

Overperform: When a security is expected to appreciate at a rate faster than the ov ...

Overreaction hypothesis: The supposition that investors overreact to unanticipated news, result ...

Overshooting: The tendency of a pool of MBSs to reflect an especially high rate or p ...

Oversold: A technical opinion that the market price has declined too steeply and ...

Oversubscribed issue: Investors are not able to buy all of the shares or bonds they want, so ...

Oversubscription: An oversubscription of shares on an IPO means that there was much more ...

Oversubscription privilege: In a rights issue, arrangement by which shareholders are given the rig ...

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Proxy

Document intended to provide shareholders with information necessary to vote in an informed manner on matters to be brought up at a stockholders' meeting. Includes information on closely held shares. Shareholders can and often do give management their proxy, representing the right and responsibility to vote their shares as specified in the proxy statement.


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